COMPETENCY STANDARDS Issued under sectiona) of the Financial Services Act 2007 October 2014 TABLE OF CONTENTS

Source URL: www.fscmauritius.org

IT’S TIME TO CLOSE THE RETIREMENT ADVICE LOOPHOLE THE PROBLEM & THE IMPACT  

Source URL: saveourretirement.com

• Financial services
• Employee Retirement Income Security Act
• Fiduciary
• Financial adviser
• Pension
• Registered Investment Advisor
• Investment Policy Statement
• Law
• Investment
• Finance

Annual Statistical Bulletin-2012

Source URL: www.fscmauritius.org

• Financial services
• Collective investment schemes
• Finance
• Financial adviser
• Insurance
• Mutual fund
• Dodd–Frank Wall Street Reform and Consumer Protection Act
• Union Labor Life Insurance Company
• Financial economics
• Investment
• Institutional investors

KPMG Transformation Survey From burden to competitive advantage Regulatory change and transformation in financial services

Source URL: www.kpmg.com

• Financial Industry Regulatory Authority
• Financial regulation
• Accountancy
• Big Four
• KPMG tax shelter fraud
• KPMG
• Business
• Dodd–Frank Wall Street Reform and Consumer Protection Act

Authorised Schemes GUIDANCE NOTE – Promotion of Authorised Schemes Isle of Man Any collective investment scheme established in the Isle of Man which is to be promoted to the general public in the Island must be author

Source URL: www.gov.im

• Funds
• Government of the Isle of Man
• Collective investment schemes
• Financial Supervision Commission
• Financial Services and Markets Act
• Financial economics
• Investment
• Financial services

The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that: Boiler Room Name: Investec Asset Management Limited (clone of FCA authorised firm) Address: Woolgate Exchange, 25

Source URL: www.finanstilsynet.no

• Financial Conduct Authority
• Investec Bank
• United Kingdom
• Economy of the United Kingdom
• Financial Services and Markets Act

DANSKE BANK A/S ESTONIA BRANCH TERMS AND CONDITIONS OF THE AGREEMENT ON PROVISION OF SERVICES RELATED TO A SECURITIES ACCOUNT AND SECURITIES Effective from 15 NovemberGENERAL PROVISIONS

Source URL: www.danskebank.ee

• Investment
• Short selling
• United States securities law
• Stock market
• Securities market
• Security
• Settlement
• Securities Act
• Short
• Financial economics
• Finance
• Securities

FINANSINSPEKTIONEN Supervision of the securities market 12 MARCH 2015 12 march 2015

Source URL: finansinspektionen.se

• Financial markets
• Late-2000s financial crisis
• Financial services
• European Union
• Markets in Financial Instruments Directive
• Financial Supervisory Authority
• Securities market
• Dodd–Frank Wall Street Reform and Consumer Protection Act
• Security
• Economics
• Financial economics
• Finance

Appendix 1.2 PRA RULEBOOK: REGULATORY REPORTING INSTRUMENT [YEAR] Powers exercised A. The Prudential Regulation Authority (“PRA”) makes this instrument in the exercise of the following powers and related provisions

Source URL: www.bankofengland.co.uk

• Insurance
• Economics
• Financial Services and Markets Act
• Financial institutions
• Institutional investors

Harding Loevner Funds plc An umbrella fund with segregated liability between sub-funds A company incorporated with limited liability as an investment company with variable capital under the laws of Ireland with registere

Source URL: www.hardingloevnerfundsplc.com

• Financial services
• Funds
• Collective investment schemes
• Stock market
• Prospectus
• Capital gains tax
• Double taxation
• Securities Act
• Dividend
• Financial economics
• Investment
• Finance